This SOP provides comprehensive guidelines for the Small Business Investment
Company (SBIC) Program. It contains the policies and procedures to be used by
the financial analysts and supervisors responsible for overseeing SBICs
within the Office of SBIC Operations. The pronoun “you” is used to
indicate the financial analyst unless otherwise specified. Unless otherwise
specified, the term “SBIC” or “licensee” includes Licensees under
sections 301(c) and 301(d) of the Small Business Investment Act of 1958, as
amended (“the SBI Act,” or “the Act”).
This SOP also contains guidance for the managers and professional support
staff of SBICs (such as accountants and legal counsel) regarding the
operations of SBIC Licensees.
To view the complete document, please see the below attachment.
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Oversight and Regulations of SBICs Investment Division
Attachments: Oversight and Regulations of SBICs Investment Division, Oversight and Regulations of SBICs Investment Division_Appendix 1, Oversight and Regulations of SBICs Investment Division_Appendix 2, Oversight and Regulations of SBICs Investment Division_Appendix 3, Oversight and Regulations of SBICs Investment Division_Appendix 4, Oversight and Regulations of SBICs Investment Division_Appendix 5, Oversight and Regulations of SBICs Investment Division_Appendix 6