Management Issues in a Paperless Environment Inspection Report

Title:
Management Issues in a Paperless Environment Inspection Report
AgencyName:
Small Business Administration
MajorOrganizationalSubdivision:
Office of the Inspector General
MinorOrganizationalSubdivision:
None Selected
Unit:
Inspection and Evaluation Division
Abstract:
The Office of Inspector General (OIG) issued an inspection report that identifies security, legal, and organizational issues surrounding the implementation of a paperless office environment. Based on the issues identified, the OIG recommends that (1) the Chief Operating Officer require that each program, in consultation with the Office of the Chief Information Officer (OCIO) and the Office of General Counsel (OGC), identify the types of data requiring the highest level of security and privacy safeguards, (2) the OGC, in consultation withthe OCIO, develop contracts applicable to any certification authority or registration authority SBA might use in a Public Key Infrastructure, (3) the OCIO, in consultation with the OGC, limit future digital certificates to the minimum information necessary to complete Agency electronic transactions, (4) the OCIO and the OGC jointly develop a concise notice for periodic display on computer screens to remind SBA employees and contractors of their basic information security responsibilities, (5) the OGC, in consultation with program managers and OCIO, ensure contractual protections for the Agency when using electronic means to conduct business with resource partners and small businesses, and (6) a top-level SBA official, such as the Chief Operating Officer, head a central coordination group of managers, staff, and technical experts for electronic initiatives at the Agency.
Purpose:
The OIG initiated this inspection as a proactive effort to identify potential problems and to help SBA management successfully make the transition to a paperless environment. Over the next few years, the Agency will make greater use of electronic communications and work methods, while relying less on paper-based processes. Despite the enormous efficiencies promised by a paperless environment, SBA faces numerous security, legal, and work process challenges.
AgencyProgram:
N/A
DistributorName:
Office of Inspector General, Inspection and Evaluation Division
DistributorOrganization:
Small Business Administration
DistributorStreetAddresss:
M.S. 4115, 409 3rd Street, S.W.
DistributorCity:
Washington
DistributorState:
DC
DistributorZip:
20416
DistributorCountry:
USA
DistributorTelephone:
(202) 205-7197
DistributorFax:
(202) 205-6922
DistributorResourceDescription:
99-06-01
DistributorOrderProcess:
To obtain this report, contact the distributor at the above address and phone number.
Distributor2Name:
SBA Web Site
Distributor2Organization:
Small Business Administration
Distributor2StreetAddress:
409 3rd Street, S.W.
Distributor2City:
Washington
Distributor2State:
DC
Distributor2Zip:
20416
Distributor2Country:
USA
Distributor2HoursOfService:
24 hours daily
Distributor2OrderProcess:
This report is available via the SBA Web Site in html or pdf format.
Distributor2TechnicalPrerequisites:
Access to Internet and an http browser.
Distributor2AvailableLinkage:
http://www.sba.gov/IG/paperlessreport.html or
http://www.sba.gov/IG/paperlessreport.pdf
SourcesOfData:
N/A
AccessConstraints:
None
UseConstraints:
None
ContactName:
Office of Inspector General, Inspection and Evaluation Division
ContactOrganization:
Small Business Administration
ContactStreetAddress:
M.S. 4115, 409 3rd Street, S.W.
ContactCity:
Washington
ContactState:
DC
ContactZipCode:
20416
ContactCountry:
USA
ContactTelephone:
(202) 205-7197
ContactFax:
(202) 205-6922
ScheduleNumber:
N/A
ControlIdentifier:
SBA12040
RecordSourceAgencyName:
Small Business Administration
RecordSourceUnit:
Office of Administrative Services
DateOfLastModification:
20000203