SBIC Licensees Located in Colorado on June 8, 2009
    
Appian Ventures SBIC I, L.P.
	    
	Mark Soane
	1512 Larimer Street, Suite 200
	Denver, CO  80202
	Phone:	(303)830-2450	Fax:	(303)830-2449
	Email:	mark@appianvc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	Equity
	    
	FUNDING STAGE PREFERENCE
	Seed -      10%
	Early -      70%
	Growth -  20%
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	Colorado -        60%
	Western U.S. - 40%
	    
	DESCRIPTION OF FIRM'S FOCUS
	IT/Communicaitons technology with early
	stage emphasis.
	    

Roaring Fork Capital SBIC, L.P.
	    
	Eugene McColley, Contact
	5445 DTC Parkway, Penthouse 4
	Greenwood Villag, CO  80111
	Phone:	(303)694-1300	Fax:	(303)694-1181
	Email:	tiffany@roaringforkcapital.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE PREFERENCE
	Expansion atage - 50%
	Later stage         - 50%
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	N/A
	    
	DESCRIPTION OF FIRM'S FOCUS
	publicly held small business (micro cap)
	    
Vista Ventures Advantage, LP
	    
	Catharine M. Merigold, Contact
	1011 Walnut Street, Suite 410
	Boulder, CO  80302
	Phone:	(303)543-5716	Fax:	(303)543-5717
	Email:	catharine@vistavc.com
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE PREFERENCE
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS