SBIC Licensees Located in Illinois on November 12, 2009 Aldine SBIC Fund, L.P. Albert L. Brahm, Contact 30 West Monroe Street Suite 1310 Chicago, IL 60603 Phone: (312)346-3950 Fax: (312)346-3930 Email: bbrahm@aldinecapital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Alpha Capital III SBIC, L.P. Andrew H. Kalnow, Contact 122 South Michigan Avenue Suite 1700 Chicago, IL 60603 Phone: (312)322-9800 Fax: (312)322-9808 Email: GaryStark@alphacapital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Altus Capital Partners SBIC, L.P. 250 Parkway Drive, Suite 120 Lincolnshire, IL 60069 Phone: (847)229-0770 Fax: (847)229-9271 INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Cardinal Growth, L.P. Joseph M. McInerney, Contact 311 South Wacker Drive, Suite 5500 Chicago, IL 60606 Phone: (312)913-1000 Fax: (312)913-1001 Email: mphelan@cardinalgrowth.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS CFB Venture Fund II, LP Dan O'Connell 120 S. Riverside Suite 2160 Chicago, IL 60606 Phone: (312)466-9276 Fax: (312)466-9278 INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS CFB Venture Fund L.P. Dan W. O' Connell 120 S. Riverside, Suite 2160 Chicago, IL 60606 Phone: (312)466-9276 Fax: (312)466-9278 INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Channel Medical Partners, L.P. Gregory Shearer, Contact 5750 Old Orchard Road, Suite 310 Skokie, IL 60077 Phone: (847)779-1550 Fax: (847)779-1535 Email: gshearer@chanmed.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $2,000,000 Preferred Max: $5,000,000 TYPE OF CAPITAL PROVIDED Equity FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE Medical Technology GEOGRAPHIC PREFERENCES National DESCRIPTION OF FIRM'S FOCUS Chicago Venture Partners, L.P. John Fife, Manager 303 East Wacker Drive, Suite 311 Chicago, IL 60601 Phone: (312)297-7000 Fax: (312)819-9701 Email: general@chicagoventure.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Continental Illinois Venture Corp. Patti Seidel 231 South LaSalle Street, Twelfth Floor Chicago, IL 60697 Phone: (312)828-2287 Fax: (312)923-0668 Email: erick.c.christensen@bankofamerica.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $5,000,000 Preferred Max: $50,000,000 TYPE OF CAPITAL PROVIDED Subordinated Debt Equity FUNDING STAGE PREFERENCE Expansion Later Stage MBO INDUSTRY PREFERENCE Diversified GEOGRAPHIC PREFERENCES National DESCRIPTION OF FIRM'S FOCUS Makes majority and minority equity investments in established service and manufacturing businesses in the U.S. with at least $20 million in sales and $5 million in EBITDA. DNJ Leasing II, L.P. Jeffery S. Pfeffer, Contact 10 S. Wacker Drive, Suite 1840 Chicago, IL 60606 Phone: (312)629-2878 Fax: (312)629-2874 Email: jspfeffer@capxpartners.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Dunrath Capital Infrastructure Surety Fund, John Abernethy, Contact 53 West Jackson Blvd., Suite 715 Chicago, IL 60604 Phone: (312)546-4700 Fax: (312)386-9454 Email: steve@dunrath.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Fidus Mezzanine Capital, L.P. Edward H. Ross, Contact 190 S. LaSalle Street, Suite 2140 Chicago, IL 60603 Phone: (312)284-5201 Fax: (312)914-4456 Email: eross@fiduspartners.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Fidus Mezzanine Capital, L.P. 225 W. Washington Street Suite 2200 Chicago, IL 60606 INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS GCG SBIC Investors, L.P. 225 W. Washington Street Chicago, IL 60606 Phone: (312)346-7442 Fax: (312)346-7441 INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS GCG SBIC Investors, L.P. Jeffery Birch, Contact 230 West Monroe Street, Suite 2000 Chicago, IL 60606 Phone: (312)849-0008 Fax: (312)849-0000 Email: birch@greyrockcapitalgroup.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Granite Creek FlexCap I, L.P. Mark A. Radzik, Contact 222 West Adams, Suite 1980 Chicago, IL 60606 Phone: (312)895-4503 Fax: (312)895-4509 Email: mark@granitecreek.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS High Street Capital III SBIC, L.P. Joseph R. Katcha, Contact 11 South LaSalle Street, 5th Floor Chicago, IL 60603 Phone: (312)423-2650 Fax: (312)423-2655 Email: jkatcha@highstr.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Hispania Private Equity, L.P. Victor L. Maruri, Contact 311 South Wacker Drive Suite 4200 Chicago, IL 60606 Phone: (312)697-4590 Fax: (312)697-4598 Email: vmaruri@hispaniapartners.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED Equity FUNDING STAGE PREFERENCE Growth to later stage INDUSTRY PREFERENCE $3 million to $5 million GEOGRAPHIC PREFERENCES Hispanic owned business in U.S. and Puerto Rico DESCRIPTION OF FIRM'S FOCUS media and entertainment, business services, food and beverage financial services education Hopewell Ventures, L.P. Craig Overmyer, Contact 20 North Wacker Drive, Suite 2200 Chicago, IL 60606 Phone: (312)357-9600 Fax: (312)357-9620 Email: overmyer@hopewellventures.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS LaSalle Capital Group, L.P. Andrew Shackelford, CFO Three First National Plaza, Suite 5710 Chicago, IL 60602 Phone: (312)236-7041 Fax: (312)236-0720 Email: ashackelford@lasallecapitalgroup.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS MK Capital SBIC, L.P. Bret R. Maxwell, Contact 1033 Skokie Boulevard, Suite 430 Northbrook, IL 60062 Phone: (312)324-7703 Fax: (312)324-7713 Email: bmaxwell@mkcapital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Prairie Capital II, L.P. C. Bryan Daniels, Contact 191 N. Wacker Drive, Suite 800 Chicago, IL 60606 Phone: (312)360-1133 Fax: (312)360-1193 Email: hlane@prairie-capital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Prairie Capital III QP, L.P. C. Bryan Daniels, Contact 191 N. Wacker Drive, Suite 800 Chicago, IL 60606 Phone: (312)360-1133 Fax: (312)360-1193 Email: hlane@prairie-capital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Prairie Capital III, L.P. C. Bryan Daniels, Contact 191 N. Wacker Drive, Suite 800 Chicago, IL 60606 Phone: (312)360-1133 Fax: (312)360-1193 Email: hlane@prairie-capital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Prairie Capital Mezzanine Fund, L.P. Bryan Daniels & Stephen King, Partners 191 N. Wacker Drive, Suite 800 Chicago, IL 60606 Phone: (312)360-1133 Fax: (312)360-1193 Email: hlane@prairie-capital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $2,000,000 Preferred Max: $4,000,000 TYPE OF CAPITAL PROVIDED Subordinated Debt Equity FUNDING STAGE PREFERENCE Later Stage Expansion Acquisition MBO LBO INDUSTRY PREFERENCE Manufacturing Service GEOGRAPHIC PREFERENCES National DESCRIPTION OF FIRM'S FOCUS Private equity fund focused on lower- middle market companies in the manufacturing and service sectors requiring capital to support growth or a change of ownership. Prism Mezzanine Fund SBIC, L.P. Robert Finkel, Contact 444 N. Michigan Avenue, Suite 1910 Chicago, IL 60611 Phone: (312)464-7900 Fax: (312)464-7915 Email: BL@prismfund.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS SvoCo, L.P. John Svoboda, Michelle Collins, Contacts 1 North Franklin Street Suite 1500 Chicago, IL 60606 Phone: (312)267-8750 Fax: (312)759-7855 Email: jas@svoco.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: Preferred Max: TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Valor Equity Partners, L.P. Antonio Gracias, Contact 200 S. Michigan Avenue, Suite 1020 Chicago, IL 60604 Phone: (312)683-1900 Fax: (312)683-1881 Email: jshulkin@valorep.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Vogen Funding, L.P. Jeffery S. Pfeffer, Contact 10 S. Wacker Drive, Suite 1840 Chicago, IL 60606 Phone: (312)629-2878 Fax: (312)629-2874 Email: jspfeffer@capxpartners.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS