SBIC Licensees Located in Kentucky on October 9, 2008 Chrysalis Ventures II, L.P. Lisa K. Aly, Contact 101 South Fifth Street, Suite 1650 Louisville, KY 40202 Phone: (502)583-7644 Fax: (502)853-7648 Email: Laly@ChrysalisVentures.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Mountain Ventures, Inc. L. Ray Moncrief, President P.O. Box 1738, 362 Old Whitley Road London, KY 40743 Phone: (606)864-5175 Fax: (606)864-5194 Email: BMcDaniel@khic.org INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $100,000 Preferred Max: $250,000 TYPE OF CAPITAL PROVIDED Loan Debt Equity FUNDING STAGE PREFERENCE Seed Early Expansion Later Stages INDUSTRY PREFERENCE Diversified GEOGRAPHIC PREFERENCES Southeast DESCRIPTION OF FIRM'S FOCUS Prefers to invest in small manufacturing firms and service firms to be located in Eastern Kentucky.