SBIC Licensees Located in North Carolina on October 9, 2008 BA Capital Company, L.P. J. Travis Hain, Managing Member 100 North Tryon Street, 25th Floor NCI-007-25-02 Charlotte, NC 28255 Phone: (704)386-1792 Fax: (704)386-6432 Email: ed.a.balogh@bankofamerica.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $3,000,000 Preferred Max: $4,000,000 TYPE OF CAPITAL PROVIDED Equity Sub. Debt w/Warrants FUNDING STAGE PREFERENCE Later Stage Expansion MBO LBO Acquisition INDUSTRY PREFERENCE Healthcare Technology Media Telecommunications Diversified GEOGRAPHIC PREFERENCES National DESCRIPTION OF FIRM'S FOCUS Invests in middle market companies as well as smaller, higher growth firms in a broad array of industries. Provide venture & risk capital for growth financings, buyouts, acquisitions, recapitalizations & other situations requiring equity. Banc of America Capital Investors SBIC, L.P J. Travis Hain, Managing Member 100 North Tryon Street, 25th Floor NC1-007-25-02 Charlotte, NC 28255 Phone: (704)386-1792 Fax: (704)386-6432 Email: ed.a.balogh@bankofamerica.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: Preferred Max: TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS BancAmerica Capital Investors SBIC II, L.P. Erick C. Christensen 100 North Tryon Street, Suite 1314 Charlotte, NC 28255 Phone: (312)828-2287 Fax: (312)923-0668 Email: erick.c.christensen@bankofamerica.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: Preferred Max: TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS BancBoston Ventures, Incorporated Erick C. Christensen Bank of America Corporate Center Mail Code: NC1-007-22-32 Charlotte, NC 28255-0001 Phone: (704)683-5741 Fax: (704)388-2746 Email: erick.c.christensen@bankofamerica.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $1,000,000 Preferred Max: $20,000,000 TYPE OF CAPITAL PROVIDED Equity Mezzanine FUNDING STAGE PREFERENCE Early Stage Expansion Later Stage INDUSTRY PREFERENCE Healthcare Media Communications Information Technology Diversified GEOGRAPHIC PREFERENCES National DESCRIPTION OF FIRM'S FOCUS BB&T Capital Partners II, LLC David Townsend, Contact 101 N. Cherry Street, Suite 700 Winston-Salem, NC 27101-4019 Phone: (336)733-0355 Fax: (336)733-0349 Email: dgtownsend@bbandt.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS BB&T Capital Partners, LLC David Townsend & Martin Gilmore, Mgrs. 101 N. Cherry Street, Suite 700 Winston-Salem, NC 27101-4019 Phone: (336)733-0355 Fax: (336)733-0349 Email: dgtownsend@bbandt.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: Preferred Max: TYPE OF CAPITAL PROVIDED Equity Subordinated Debt FUNDING STAGE PREFERENCE Later Stage Acquisitions MBO Recapitalization Consolidation INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES Southeast DESCRIPTION OF FIRM'S FOCUS Seeks to invest in companies with experienced management, a demonstrated need for the company's products or services, and sustainable competitive advantages allowing for profitable growth Only invest in later-stage companies. BB&T Capital Partners/Windsor Mezzanine Fun David Townsend 101 N. Cherry Street, Suite 700 Winston-Salem, NC 27101-4019 Phone: (336)733-0355 Fax: (336)733-0349 Email: Cnjones@bbandt.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS CapitalSouth Partners Fund I, L.P. Jack McGlinn 2530 Meridian Parkway, Suite 200 Research Triangle Park Durham, NC 27713- Phone: (919)806-4590 Fax: (866)801-6581 INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS CapitalSouth Partners Fund I, L.P. Joseph B. Alala, III, Contact 1011 East Morehead Street, Suite 150 Charlotte, NC 28204 Phone: (704)376-5502 Fax: (704)376-5877 Email: jalala@capitalsouthpartners.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS CapitalSouth Partners Fund II, L.P. Joseph B. Alala, Contact 1011 East Morehead Street, Suite 150 Charlotte, NC 28204 Phone: (704)376-5502 Fax: (704)376-5877 Email: jalala@capitalsouthpartners.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS CapitalSouth Partners Fund II, L.P. Jack McGlinn 2530 Meridian Parkway, Suite 200 Research Triangle Park Durham, NC 27713- Phone: (919)806-4590 Fax: (866)801-6581 INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Frontier Fund I, L.P. Andrew Lender, Contact 1111 Metropolitan Avenue Suite 1050 Charlotte, NC 28204- Phone: (704)414-2880 Fax: (704)414-2881 Email: andrew@frontierfunds.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS North Carolina Economic Opportunities Fund, H. Dabney Smith, Contact 316 West Edenton Street, Suite 110 Raleigh, NC 27603 Phone: (919)256-5007 Fax: (919)256-5015 Email: dsmith@dogwoodequity.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Oberlin Capital, L.P. Robert Shepley, Manager 4237 Louisburg Road, Suite 105 Raleigh, NC 27604 Phone: (919)861-2908 Fax: (919)861-2901 Email: wgupton@greenhawkcapital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $750,000 Preferred Max: $150,000 TYPE OF CAPITAL PROVIDED Subordinated Debt FUNDING STAGE PREFERENCE Mid to Later Stage Later Stage Acquisition MBO INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES Southeast DESCRIPTION OF FIRM'S FOCUS Provides subordinated debt for both established, profitable enterprises looking for growth capital and emerging companies with strong growth potential. Plexus Fund I, L.P. 4601 Six Forks Road, Suite 528 Raleigh, NC 27609 Phone: (919)256-6341 Fax: (919)256-3650 INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Plexus Fund I, L.P. Robert Anders, Jr., Contact 200 Providence Road, Suite 210 Charlotte, NC 28207 Phone: (704)927-6246 Fax: (704)927-6255 Email: banders@plexuscap.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Salem Capital Partners, LP Philip Martin, Contact 112 Cambridge Plaza Drive, Suite 201 Mail: P.O. Box 24785 Winston-Salem, NC 27114-4785 Phone: (336)768-9343 Fax: (336)768-6471 Email: pmartin@salemcapital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $500,000 Preferred Max: $1,500,000 TYPE OF CAPITAL PROVIDED Equity Subordinated Debt FUNDING STAGE PREFERENCE Expansion Later Stage INDUSTRY PREFERENCE Manufacturing Light Industrial Services Distribution GEOGRAPHIC PREFERENCES Southeast DESCRIPTION OF FIRM'S FOCUS Provides capital for growth, expansion, acquisition, LBO, MBO to rapidly growing companies with historical or imminent positive cash flow; sales of $3-$50 million. Salem Halifax Capital Partners II, L.P. Philip Martin, Contact 112 Cambridge Plaza Drive, Suite 201 Winston-Salem, NC 27114 Phone: (336)768-9343 Fax: (336)768-6471 Email: pmartin@salemcapital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Triangle Mezzanine Fund LLLP Brent Burgess 3700 Glenwood Avenue, Suite 530 Raleigh, NC 27612 Phone: (919)719-4788 Fax: (919)719-4777 Email: bburgess@tcap.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS