SBIC Licensees Located in New Jersey on September 4, 2008 Alliance Mezzanine Investors, L.P. Robert Eberhardt, Douglas Smith 96 Pompton Road Verona, NJ 07044 Phone: (973)239-8900 Fax: (973)239-8909 Email: rwe@mezcap.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $1,500,000 Preferred Max: $2,500,000 TYPE OF CAPITAL PROVIDED Subordinated Debt w/Warrants Equity FUNDING STAGE PREFERENCE Later Stage Only Include Expansion Growth Capital LBO, MBO, Recaps Acquisitions INDUSTRY PREFERENCE Diversified Manufacturing Distribution Services GEOGRAPHIC PREFERENCES New Jersey Pennsylvania New York New England Mid-Atlantic(co-investrs) DESCRIPTION OF FIRM'S FOCUS Funding for expansion, acquisition, buyout or recap of profitable later-stage companies Contemporary Healthcare Fund I, LP Eric Smith, Contact 1040 Broad Street, Suite 3B Shrewsbury, NJ 07702 Phone: (732)578-0533 Fax: (732)578-0501 Email: esmith@contemporarycapital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS DFW Capital Partners, L.P. Donald F. DeMuth, Manager Glenpointe Centre East, 5th Floor 300 Frank W. Burr Boulevard Teaneck, NJ 07666 Phone: (201)836-2233 Fax: (201)836-5666 Email: DFDemuth@DFWCapital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $4,000,000 Preferred Max: $6,000,000 TYPE OF CAPITAL PROVIDED Equity FUNDING STAGE PREFERENCE Early thru Later Stage MBO Consolidations Recapitalizations INDUSTRY PREFERENCE Manufacturing Health Care Services - Business Services - Consumer Information Technology GEOGRAPHIC PREFERENCES National DESCRIPTION OF FIRM'S FOCUS Provides direct private equity capital for high growth, market niche companies with revenues between $5 and $100 million Typically an active investor and is represented on the Board of Directors. Edison Fund V, L.P. Ross Martinson, Contact 1009 Lenox Drive, #4 Lawrenceville, NJ 08648 Phone: (609)873-9202 Fax: (609)896-0066 Email: gayle@edisonventure.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $2,000,000 Preferred Max: $6,000,000 TYPE OF CAPITAL PROVIDED Equity oriented instruments FUNDING STAGE PREFERENCE Expansion Stage INDUSTRY PREFERENCE Initial investment: $2 million to $6 million GEOGRAPHIC PREFERENCES New Jersey, Pennsylvania, Delaware, Maryland, Virginia DESCRIPTION OF FIRM'S FOCUS Technology - software, communications, computer services Edison Venture Fund IV SBIC, L.P. Ross Martinson, Contact 1009 Lenox Drive, #4 Lawrenceville, NJ 08648 Phone: (609)873-9202 Fax: (609)896-0066 Email: rmartinson@edisonventure.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $1,000,000 Preferred Max: $5,000,000 TYPE OF CAPITAL PROVIDED Equity Only FUNDING STAGE PREFERENCE Expansion INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES Mid-Atlantic: New Jersey, Pennsylvania, Delaware, Maryland, Virginia DESCRIPTION OF FIRM'S FOCUS Information Technology: software, services, communication, internet, electronics Hanam Capital Corp. Robert Schairer, President 605 Broad Avenue, Suite 202 Ridgefield,, NJ 07657- Phone: (201)943-4400 Fax: (201)943-4406 Email: hanam@aol.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $50,000 Preferred Max: $200,000 TYPE OF CAPITAL PROVIDED Loans Equity FUNDING STAGE PREFERENCE Early Stage Expansion Later Stage INDUSTRY PREFERENCE Diversified GEOGRAPHIC PREFERENCES Northeast DESCRIPTION OF FIRM'S FOCUS MidMark Capital II, L.P. Wayne L. Clevenger, Contact 177 Madison Avenue Morristown, NJ 07960 Phone: (973)971-9960 Fax: (973)971-9963 Email: mfinlay@midmarkcapital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $8,000,000 Preferred Max: $10,000,000 TYPE OF CAPITAL PROVIDED Equity Only FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE No High-Tech, Real Estate No Oil & Gas GEOGRAPHIC PREFERENCES East of Mississippi DESCRIPTION OF FIRM'S FOCUS Navigator Growth Partners, L.P. Bernard B. Markey, Contact P.O. Box 159 Summit, NJ 07902 Phone: (908)273-7733 Fax: (908)273-5566 Email: bbmarkey@navigatorequity.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $2,000,000 Preferred Max: $5,000,000 TYPE OF CAPITAL PROVIDED Equity FUNDING STAGE PREFERENCE Later stage, recapitalizations, and buyouts INDUSTRY PREFERENCE Services, publishing, and specialty manufacturing GEOGRAPHIC PREFERENCES Mid-Atlantic & Northeast but will look anywhere DESCRIPTION OF FIRM'S FOCUS We partner with strong, experienced management to build profitable, growing companies that are leaders in their industry Navigator's equity supports long-term growth plans, often coupled with change of control. NJTC Venture Fund SBIC, L.P. James T. Gunton, Contact 1001 Briggs Road, Suite 280 Mount Laurel, NJ 08054 Phone: (856)273-6800 Fax: (856)273-0990 Email: jim@njtcvc.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS NJTC Venture Fund SBIC, L.P. 4 Becker Farm Road Roseland, NJ 07068 Phone: (973)994-0606 Fax: (973)992-6336 INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Sycamore Venture Capital, L.P. John Whitman 845 Alexander Road Princeton, NJ 08540 Phone: (609)759-8888 Fax: (609)759-8900 Email: dlichtenstein@sycamorevc.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $2,000,000 Preferred Max: $6,000,000 TYPE OF CAPITAL PROVIDED Equity FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES National DESCRIPTION OF FIRM'S FOCUS Tappan Zee Capital Corporation Jeffrey Birnberg, President 25 Whitney Road Mahwah, NJ 07430- Phone: (201)560-1180 Fax: (201)560-1158 Email: jeff@BirnbergGroup.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: Preferred Max: TYPE OF CAPITAL PROVIDED Loans Debt/Equity FUNDING STAGE PREFERENCE Expansion Later Stage Buyouts INDUSTRY PREFERENCE Diversified Retail Manufacturing GEOGRAPHIC PREFERENCES Northeast DESCRIPTION OF FIRM'S FOCUS University Ventures, Inc. (SSBIC) David M. Scheck - Chairman c/o New Jersey Community Capital 16-18 West Lafayette Street Trenton, NJ 08608- Phone: (609)989-7766 Fax: (609)393-9401 Email: dscheck@njclf.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: Preferred Max: $150,000 TYPE OF CAPITAL PROVIDED Loans w/Equity Features FUNDING STAGE PREFERENCE Early Stage Expansion INDUSTRY PREFERENCE Diversified GEOGRAPHIC PREFERENCES Northeast DESCRIPTION OF FIRM'S FOCUS Ziegler Healthcare Fund I, L.P. Douglas Korey, Contact Executive Center #2, Third Floor 1040 Broad Street Shrewsbury, NJ 07702 Phone: (732)578-0533 Fax: (732)578-0501 Email: esmith@contemporarycapital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Zon Capital Partners, L.P. William D. Bridgers, Contact 5 Vaughn Drive, Suite 302 Princeton, NJ 08540 Phone: (609)452-1653 Fax: (609)452-1693 Email: valbruder@zoncapital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS