SBIC Licensees Located in Ohio on October 7, 2009 ACP-I, L.P. Lynn Carpenter, Contact 10 1/2 East Washington Street Chagrin Falls, OH 44022 Phone: (440)247-2800 Fax: (440)247-3060 Email: lwc@sfspartners.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Capvest Ventures, L.P. One West 4th Street Suite 415 Cincinnati, OH 45202 Phone: (513)721-8831 Fax: (513)639-3072 INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Capvest Ventures, L.P. Martha Kashner, Contact 14 S. High Street P.O. Box 673 New Albany, OH 43054 Phone: (614)855-9980 Fax: (614)855-9979 Email: mkashner@capvestvc.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Enterprise Ohio Investment Company (SSBIC) Janet White, Manager 8 North Main Street Dayton, OH 45402 Phone: (937)226-0457 Fax: (937)222-7035 Email: jwhite@citywidedev.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $50,000 Preferred Max: $100,000 TYPE OF CAPITAL PROVIDED Equity Loan Investments FUNDING STAGE PREFERENCE Expansion Later Stage Franchise INDUSTRY PREFERENCE Diversified GEOGRAPHIC PREFERENCES Southwest Ohio DESCRIPTION OF FIRM'S FOCUS Key Equity Capital Corporation David Given, President 127 Public Square, Suite 5100 Cleveland, OH 44114-1312 Phone: (216)535-4711 Fax: (216)689-3204 Email: lroot@bluepointcapital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: Preferred Max: $2,000,000 TYPE OF CAPITAL PROVIDED Willing to make Equity Invs. FUNDING STAGE PREFERENCE Later Stage INDUSTRY PREFERENCE Diversified GEOGRAPHIC PREFERENCES National DESCRIPTION OF FIRM'S FOCUS National City Equity Partners, Inc. William H. Schecter, President & G.M. 1965 East Sixth Street, Suite 1010 Cleveland, OH 44114 Phone: (216)222-2491 Fax: (216)222-9965 Email: Sharon.breznak@ncepi.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $1,000,000 Preferred Max: $5,000,000 TYPE OF CAPITAL PROVIDED Equity Subordinated Debt Debt w/Equity FUNDING STAGE PREFERENCE Expansion Growth Later Stage INDUSTRY PREFERENCE Manufacturing Distribution Consumer Products Retail GEOGRAPHIC PREFERENCES Midwest DESCRIPTION OF FIRM'S FOCUS Invests subordinated debt and equity in a variety of industries throughout the Midwest. President and G.M.: William H. Schecter. Peppertree Capital Fund, L.P. Howard Mandel, Contact 3550 Lander Road, Suite 300 Pepper Pike, OH 44124 Phone: (216)514-4949 Fax: (216)514-4959 Email: hmandel@peppertreefund.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $3,000,000 Preferred Max: $10,000,000 TYPE OF CAPITAL PROVIDED Equity FUNDING STAGE PREFERENCE Later state growth equity Recapitalizations Buyouts INDUSTRY PREFERENCE Media Telecommunications Business Services GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS We seek non-technology investments in our target industries. We prefer investments with recurring revenue, non-IPO exit strategies and asset protection (e.g., FCC licenses) on the downside. River Cities SBIC III, L.P. Edwin T. Robinson, Contact 221 East Fourth Street, Suite 2400 Cincinnati, OH 45202 Phone: (513)621-9700 Fax: (513)579-8939 Email: trobinson@rccf.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Stonehenge Opportunity Fund II, L.P. Richard Martinko, Principal 526 Superior Ave., Suite 1140 Cleveland, OH 44114 Phone: (216)696-2650 Fax: (216)696-8326 INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Stonehenge Opportunity Fund II, L.P. B. Michael Affinito, Contact 191 West Nationwide Blvd., Suite 600 Columbus, OH 43215 Phone: (614)246-2500 Fax: (614)246-2582 Email: bmaffinito@stonehengepartners.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Triathlon Medical Ventures Fund LP Suzette L. Dutch, Contact 250 East 5th Street 1100 Chiquita Center Cincinnati, OH 45202 Phone: (513)723-2618 Fax: (513)723-2615 Email: sdutch@tmvp.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Walnut Investment Partners, L.P. James Gould, Managing Partner 312 Walnut Street, Suite 1151 Cincinnati, OH 45202 Phone: (513)651-3300 Fax: (513)651-1084 Email: bill.tucker@thewalnutgroup.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Walnut Private Equity Fund, L.P. R. Scott Barnes, Contact 312 Walnut Street, Suite 1151 Cincinnati, OH 45202 Phone: (513)651-3300 Fax: (513)651-1084 Email: bill.tucker@thewalnutgroup.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS