SBIC Licensees Located in Tennessee on November 12, 2009 Harbert Mezzanine Partners II SBIC, L.P. John Harrison, Contact 618 Church Street, Suite 500 Nashville, TN 37219- Phone: (615)301-6400 Fax: (615)301-6401 INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Harbinger Mezzanine Partners, L.P. John Harrison, Contact 618 Church Street, Suite 500 Nashville, TN 37219- Phone: (615)301-6400 Fax: (615)301-6401 INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Morgan Keegan Mezzanine Fund, L.P. William J. Nutter, Contact 30 Burton Hills Blvd., Suite 500 Nashville, TN 37215 Phone: (615)665-3636 Fax: (615)665-3670 Email: bill.nutter@morgankeegan.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $2,000,000 Preferred Max: $5,000,000 TYPE OF CAPITAL PROVIDED Subordinated Debt Equity Loans FUNDING STAGE PREFERENCE Expansion Late Stage MBO LBO Acquisition INDUSTRY PREFERENCE Healthcare Manufacturing Service GEOGRAPHIC PREFERENCES Southeast Mid-Atlantic Midwest Southwest DESCRIPTION OF FIRM'S FOCUS Provides growth and acquisition capital in the form of mezzanine financing to companies with annual revenues of at least $10 million that can service debt with cash flow generated from operations. Petra Growth Fund II, L.P. Robert A. Smith, Contact 3825 Bedford Avenue Suite 101 Nashville, TN 37215 Phone: (615)313-5999 Fax: (615)313-5990 Email: ras@petracapital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Petra Growth Fund, L.P. Michael Blackburn, Robert A. Smith 3825 Bedford Avenue Suite 101 Nashville, TN 37215 Phone: (615)313-5999 Fax: (615)313-5990 Email: ras@petracapital.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: Preferred Max: TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS Pharos Capital Partners II, L.P. Kneeland Youngblood, Contact 1 Burton Hills Boulevard Suite 180 Nashville, TN 37215 Phone: (615)234-5522 Fax: (615)263-0234 Email: jgoldberg@pharosfunds.com INVESTMENT CRITERIA INVESTMENT SIZE RANGE Preferred Min: $0 Preferred Max: $0 TYPE OF CAPITAL PROVIDED FUNDING STAGE PREFERENCE INDUSTRY PREFERENCE GEOGRAPHIC PREFERENCES DESCRIPTION OF FIRM'S FOCUS