SBIC Examination Guidelines

INTRODUCTION

1. Purpose. To provide current instructions and guidelines for the examination of Small Business Investment Companies.

2. Personnel Concerned. All personnel in Headquarters and field offices who are involved in the examination of Small Business Investment Companies.

3. Directives Canceled. The Office of SBIC Examinations is cancelling SOP 10 08 and is consolidating both SOP 10 08 and 10 09 into one SOP, SOP 10 09.

4. Originator. Office of SBIC Examinations, Office of Investment and Innovation

AUTHORIZED BY:

Javier Saade

Associate Administrator

Office of Investment and Innovation

EFFECTIVE DATE

10-28-13



SBA Form 989 (5-90) Ref: SOP 00 23