SBA form 468

SBIC Licensee Financial Statements and Investment Performance

An SBIC uses this form to provide SBA with the information required to monitor and examine the SBIC from both a financial and regulatory perspective.

The Small Business Investment Act of 1958, as amended, 15 U.S.C. 661, et seq., authorizes SBA to collect the information on this form, including personal, business, and financial background information.  Completion of this form is required as set forth in 13 C.F.R. 107.630.  The information submitted to SBA is used on a routine basis exclusively by authorized officials. While the records are routinely used only for the purpose of analysis of information that supports the functions of the SBIC program, additional uses may be made in accordance with SBA 40, System of Records Notice. Privacy Act System of Records Notices (SORNs) | U.S. Small Business Administration.  The information provided is protected to the extent permitted by law, including Exemptions, 4, 6 and 8 of the Freedom of Information Act (FOIA) 5 U.S.C. 552, which allow SBA to exempt from disclosure financial data on individual companies.

This package contains:

  • Form 468 Instructions - SBIC Financial Reports
  • Form 468 - SBIC Financial Report
  • Form 468 - Reinvestor Exhibit
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File size: 3299KB
Effective: June 30, 2025
Owned by: Office of Investment and Innovation
Related Programs: SBIC
Last updated January 7, 2026