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https://www.sba.gov/document/report-12-12-report-12-12-sbas-office-international-trade-inappropriately-awarded-one-million-dollar-state-trade… Office of International Trade Inappropriately Awarded a One Million Dollar State Trade and Export Promotion (STEP) … Office of International Trade Inappropriately Awarded a One Million Dollar State Trade & Export Promotion (STEP) … that we identified during our ongoing Review of the Small Business Administration’s State Trade and Export Promotion …
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Report 11-07 - Processing of Insurance Recovery Checks at the Disaster Loan Servicing Centers
https://www.sba.gov/document/report-11-07-report-11-07-processing-insurance-recovery-checks-disaster-loan-servicing-centers… Report 11-07 This report summarizes our audit of the Small Business Administration's (SBA) processing of insurance … benefits. The servicing centers receive and process a variety of checks including loan payoff checks, borrower … insurance recovery check processing systems, we obtained a universe of 21,568 checks processed by the Birmingham … -
Report 12-03: Audit of the SBA’s FY 2011 Special-Purpose Financial Statements
https://www.sba.gov/document/report-12-03-report-12-03-audit-sbas-fy-2011-special-purpose-financial-statements… report presents the results of the audit of the Small Business Administration’s reclassified balance sheets as of … -
Report 12-02: Audit of SBA’s FY 2011 Financial Statements
https://www.sba.gov/document/report-12-02-report-12-02-audit-sbas-fy-2011-financial-statements… document includes the results of KMPG’s audit of the Small Business Administration’s consolidated financial statements … for the years then ended. The audit found that there is a significant deficiency related to information technology security controls (a repeat condition), and one instance of non-compliance … -
Report 12-07: The SBA’s Improper Payment Review and Reporting for its Contracting Activities did not Comply with IPERA and IPIA Requirements During FY 2011
https://www.sba.gov/document/report-12-07-report-12-07-sbas-improper-payment-review-reporting-its-contracting-activities-did-not-comply-ipera… report presents the results of our review of the Small Business Administration’s (SBA) Compliance with the … and Recovery Act of 2010 (IPERA). We are issuing a separate report that summarizes the SBA’s overall … -
Report 11-16 - Banco Popular Did Not Adequately Assess Borrower Repayment Ability When Originating Huntington Learning Center Franchise Loans
https://www.sba.gov/document/report-11-16-report-11-16-banco-popular-did-not-adequately-assess-borrower-repayment-ability-when-originating… the audit between March 2010 and April 2011 in response to a complaint alleging that lenders improperly originated Small Business Administration (SBA) guaranteed loans made to HLCs. … The complaint, which identified potential violations of 7( a) loan program rules, alleged in part that lenders approved … -
Report 11-14 - SBA's Funding of Information Technology Contracts Awarded to Isika Technologies, Inc., 6/2/11
https://www.sba.gov/document/report-11-14-report-11-14-sbas-funding-information-technology-contracts-awarded-isika-technologies-inc-6211… to Isika Technologies, Inc., 6/2/11 This is the second in a series of audit reports related to our ongoing audit of IT … This report presents the results of our audit of the Small Business Administration's (SBA' s) funding of information … Incorporated. (iTechnologies). This is the second in a series of audit reports related to our ongoing audit of IT … -
Audit 11-13 Independent Review of the SBAs Accounting of FY 2010 Drug Control Funds and Performance Summary Report 4/18/11
https://www.sba.gov/document/report-11-13-audit-11-13-independent-review-sbas-accounting-fy-2010-drug-control-funds-performance-summary-report… report presents the results of our review of the Small Business Administration's (SBA) Accounting of Drug Control … Accounting, agencies are required annually to provide a detailed accounting of all funds expended on National Drug … drug-related obligations are less than $50 million and a detailed accounting would constitute an unreasonable … -
ROM 11-04 Quality of SBA’s Recovery Act Data on Public Websites 3/22/11
https://www.sba.gov/document/report-11-04-rom-11-04-quality-sbas-recovery-act-data-public-websites-32211… of our audit regarding the effectiveness of the Small Business Administration’s (SBA) internal controls to ensure … Recipient Reporting & Data Quality - Final Review Guide as a baseline to plan our audit. Office of Inspector General … -
Audit 11-09 Review of SBA Controls over Cash Gifts 3/18/11
https://www.sba.gov/document/report-11-09-audit-11-09-review-sba-controls-over-cash-gifts-31811… 4(g), 8(b)(1)(G), 5(b)(9) and 7(k)(2) of the Small Business Act (the Act). Employees may solicit and accept … on behalf of the SBA after proper approvals, including a conflict of interest determination by SBA’s Office of General Counsel (OGC). All gifts must be used in a manner consistent with the Act and any terms imposed by the … -
11-08 - SBA's Procurement of Information Technology Hardware and Software through Isika Technologies, Inc.
https://www.sba.gov/document/report-11-08-11-08-sbas-procurement-information-technology-hardware-software-through-isika-technologies-inc… of the Chief Information Officer (OCIO), the Office of Business Operations, and the contractor. To address the … audit objective, we compared data in the contract files to a limited number of data fields reported by SBA to FPDS-NG. … -
10-14 - Adequacy of Quality Assurance Oversight of the Loan Management and Accounting System Project
https://www.sba.gov/document/report-10-14-10-14-adequacy-quality-assurance-oversight-loan-management-accounting-system-project… This report presents the results of our audit of the Small Business Administration's (SBA) Quality Assurance (QA) … (LMAS) Project. To guide QA activities, SBA developed a QA Plan identifying steps that it will take to evaluate overall performance of the LMAS project on a regular basis to ensure that it conforms to the Agency's … -
Report 10-12 - Assessment of the Community Express Pilot Loan Program
https://www.sba.gov/document/report-10-12-report-10-12-assessment-community-express-pilot-loan-program… of Community Express loans to that of other 7(a) loans of $250,000 or less that were approved between May … for October 2004 to June 2009 to that of the other 7(a) programs. We also compared the l2-month purchase and … of the dollars loaned), to the rates charged to SBA's 7(a) portfolio averages. We determined whether the rates were … -
ROM 10-17 - The Planning and Award of the Wide Area Network Optimization Contract Using Recovery Act Funds, 6/29/10
https://www.sba.gov/document/report-10-17-rom-10-17-planning-award-wide-area-network-optimization-contract-using-recovery-act-funds-62910… This report presents the results of our audit of the Small Business Administration's (SBA's) planning and award of the … Act of 2009 (Recovery Act). This is the second in a series of audit reports related to our ongoing audit of … -
Audit 11-03, Audit of SBA's FY 2010 Financial Statements
https://www.sba.gov/document/report-11-03-audit-11-03-audit-sbas-fy-2010-financial-statements… to the Chief Financial Officer's Act of 1990, attached is a copy of the Independent Auditors' Report issued by KPMG LLP on the Small Business Administration's financial statements for the fiscal … ended September 30,2010. The audit was performed under a contract with the Office ofInspector General (OIG) and in … -
Audit 11-04, GFRS for Fiscal Year 2010
https://www.sba.gov/document/report-11-04-audit-11-04-gfrs-fiscal-year-2010… for Fiscal Year 2010 Report 11-04 Pursuant to OMB Circular A-136, Financial Reporting Requirements (Circular A-136) and the Treasury Financial Manual, Part 2, Chapter … Financial Statements, issued by KPMG LLP on the Small Business Administration's (SBA) reclassified balance sheet as … -
10-05 – GFRS for FY 2009
https://www.sba.gov/document/report-10-05-10-05-gfrs-fy-2009… for Fiscal Year 2009 Pursuant to OMB Circular A-136,Financial Reporting Requirements( Circular A-136) and the … Financial Statements, issued by KPMG LLPon the Small Business Administration’s (SBA) reclassified balance sheet as … -
Report 9-09 – Audit of Borrower Eligibility for Gulf Coast Disaster Loans
https://www.sba.gov/document/report-9-09-report-9-09-audit-borrower-eligibility-gulf-coast-disaster-loans… objective of the audit was to determine whether the Small Business Administration (SBA) had controls in place to … -
Report 9-11 – SBA-Serviced Liquidation of Certified Development Company Loans
https://www.sba.gov/document/report-9-11-report-9-11-sba-serviced-liquidation-certified-development-company-loans… of Certified Development Company (CDC) loans by the Small Business Administration (SBA). CDC loans are placed into … process. To address the audit objectives, we reviewed a sample of 95 of 1,427 loans in liquidation as of July 29, … centralization and 43 were purchased after centralization. A listing of the sampled loans is presented in Appendix I, … -
Report 9-08 – Audit of the Liquidation Process at the National Guaranty Purchase Center
https://www.sba.gov/document/report-9-08-report-9-08-audit-liquidation-process-national-guaranty-purchase-center… the results of our audit of the liquidation process for 7(a) loans at the National Guaranty Purchase Center. The Small Business Administration (SBA) guarantees loans that are made … as necessary. When no further recovery is expected on a loan, the Center also performs a comprehensive review of …