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Summary: Electronic Reporting of Annual Financial Statements and Portfolio Financing Reports using Internet Electronic Mail. (Note: Contact mailto:sbic@sba.gov

Summary: Guidelines Concerning In-Kind Distributions of Equity Securities (Participating Securities SBICs only)

Summary: Credit Management Procedures

Summary: Guidelines for SBA Approval of Requests for Overline Investments

Summary: Guidelines for SBA Approval of Conflict Of Interest Transactions

Summary: Guidelines for Issuance of Debenture Leverage Commitments to Participating Securities SBICs

Summary: Guidelines Concerning Valuation Issue

Summary: Guidelines Concerning Allowable Management Expenses for Leveraged SBICs for SBICs that submitted license applications on or after April 1, 2004:

Summary: Guidelines Concerning Debenture Applicants Structured as a Business Development Company or BDC Subsidiary

Summary: Fast Track Process for Small Business Investment Companies Seeking a Subsequent License

Summary: Guidelines Concerning the Use of Side Letters and Withdrawal Provisions in SBA’s Model Limited Partnership Agreement

Summary: Policy Change Regarding “Buyouts” of SBICs with Outstanding Participating Securities (“PS”) Leverage in the Office of SBIC Operations

Summary: Guidance Regarding 13 CFR sect;107.585 Voluntary Decrease in Licensee & Regulatory Capital for Early Stage SBICs

Summary: Determination of SBIC Common Control

Summary: Reporting Portfolio Valuations (Updated July 2013)

Summary: SBA’s risk management and oversight practices and procedures for Small Business Investment Companies (SBICs) with outstanding Leverage and/or commitments.

Summary: CDC request for the SBA to review a document before a 504 authorization package is formally submitted.

Summary: CDC checklist for submitting a 504 loan application.

Summary: Flow chart showing the lifecycle of a loan guaranty purchase package from submission to approval.

Summary: This SOP provides basic procedures for the utilization of external agreements and Economy Act agreements.

Summary: This SOP sets forth SBA procedures in accordance with the National Environmental Policy Act.

Summary: This SOP outlines the procedures for SBA Advisory Councils.

Summary: This SOP establishes procedures for carrying out audit responsibilities within the SBA.

Summary: This SOP contains on-site review procedures for lenders participating in the 7(a) and 504 loan programs.

Summary: This SOP provides the policies and procedures for disaster loan servicing and liquidation.

Summary: This SOP provides guidelines and requirements for servicing and collecting disaster home loans.

Summary: This SOP provides SBA personnel, lenders, and CDCs with policies and procedures for handling 7(a) and 504 loans that are in default.

Summary: This SOP stipulates the policy and procedures for the processing of all requests for financial assistance under the SBA’s business loan programs.

Summary: This SOP provides comprehensive guidelines for the SBIC program.

Summary: This SOP implements procedures and guidelines for liquidating Section 301(c) and Section 301(d) SBICs which are declared to be in "liquidation" status.