Search

… has been updated to reflect the Annual Report Guide for Certified Development Companies as required in SOP 50 10. … CDCs may include, along with the Annual Report, a request for renewal of their Accredited Lender Program (ALP) or … Annual Report must meet SBA’s Loan Program Requirements for the status request. CDCs are reminded to refer to …

… Accounting Standards and Financial Reporting Requirements for SBICs This appendix provides guidance to SBICs on … guidance In addition, this appendix contains guidelines for Independent Public Accountants (IPAs) engaged to conduct … relevant to the SBIC program and which may involve the application of specialized industry practices. Therefore, …

… Appendix 15: Valuation Guidelines for SBICs This appendix describes the policies and procedures … are generally applicable to such valuations. The need for clearly defined valuation policies and procedures and … August 3, 1999 | File size: 84KB | Download .pdf for / August 3, 1999 Related programs: SBIC Policy guidance …

… No Fear Act EEO Data This is summary statistical data for EEO complaints filed with the SBA, compiled as required … with them by employees, former employees and applicants for employment under 29 C.F.R. Part 1614. The specific data … 2024 4th Quarter | File size: 1360KB | Download .pdf for 2024 4th Quarter / Version 2024 3rd Quarter | File size: …

… Fee Disclosure and Compensation Agreement For use with 7(a) and 504 Loan programs SBA form 159 OMB Number 3245-0201 File size: 326KB | Download .pdf for / Related programs: 7(a), CDC/504 Activity Application Remove download button Off … For use with 7(a) …

… SBIC Executive Summary Two page executive summary for the Small Business Investment Company (SBIC) Program … in 1958 to bridge the gap between entrepreneurs’ need for capital and traditional sources of financing. Over the … fund managers that complete the SBIC Program’s rigorous application process are granted a license to operate their …

… to recruit, hire, and retain persons with disabilities for employment with the Small Business Administration. Report To capture agencies’ affirmative action plan for persons with disabilities (PWD) and persons with targeted … Civil Rights Compliance File size: 360KB | Download .pdf for / Remove download button Off … This document details the …

… Administration’s (SBA’s) consolidated financial statements for fiscal year 2018, ending September 30, 2018. The audit … and Budget’s Bulletin No. 19‑01, Audit Requirements for Federal Financial Statements; the U.S. Government … reported that SBA did not properly configure the password application layer for an information technology resource, and …

… Administration’s (SBA’s) consolidated financial statements for fiscal year (FY) 2017, ending September 30, 2017, and to … were inadequate reviews of time and attendance reports for the financial statement audit (see Exhibit I), and … was needed in information technology general and application controls related to the DATA Act (see Exhibit …

… 2017, second quarter financial and award data submitted for publication on USASpending.gov, and (2) SBA’s … defined in the Guide, in all material respects, except for accuracy, and there is a material weakness related to … November 8, 2017 | File size: 1244KB | Download .pdf for / November 8, 2017 Related programs: Agency Management …

… cloud email migration, rather than reporting the controls for all SBA IT investments on the Federal IT dashboard. … Effective: June 7, 2016 | File size: 239KB | Download .pdf for / June 7, 2016 Related programs: Agency Management …

… that one CLSC had not developed a formal training plan for staff in accordance with established goals and … also determined that the internal policies and procedures for liquidating 504 loans were unique to and applied … utilized uniformly.  Without consistent implementation and application of policies and procedures over the 504 loan …

… (IT) projects intended to upgrade financial software and application modules in SBA’s legacy Loan Accounting System.  … on the results of this review, we made one recommendation for the Office of Capital Access in coordination with the … and reauthorize the Capital Access Financial System for operation. SBA agreed with this recommendation. Office of …

… various management and financial records available for fiscal years 2014 and 2015.  We also reviewed public … March 18, 2015 | File size: 294KB | Download .pdf for / March 18, 2015 Related programs: Agency Management …

… closing documents during the closing process and all steps for each disbursement were performed as required.  …  During the audit, the OIG identified opportunities for management consideration which may further reduce overall … obtained certain documents from borrowers earlier in the application process. Office of Inspector General Effective: …

… also did not meet the required 30-calendar day timeline for any of the 12 firms we reviewed, nor did it meet the proposed deadline of 90 days for five firms. For firms who are certified, the amount of time the SBA takes to review the application directly inhibits their opportunities to obtain …

… with OMB guidance. Specifically, the Disbursements for Goods and Services, as well as 7(a) loan guaranty … need to use less experienced staff to process applications for Hurricane Sandy may have attributed to the rate increase for Disaster Assistance loan disbursements. Consequently, the …

… to identify and clarify the FY 2011 STEP program measures for success.  Further, the SBA mismanaged the STEP grant … misspent funds and a failure to achieve intended results.  For example, personnel from the SBA Office of International … September 25, 2012 | File size: 793KB | Download .pdf for / September 25, 2012 Related programs: Agency Management, …

… July 13, 2011 | File size: 8477KB | Download .pdf for / July 13, 2011 Related programs: Credit/Capital Activity …

… Audit Report ROM 10-09: Lack of Approval for a Recovery Act Surety Bid Bond Guarantee This management … approved and not canceled prior to the IPA’s test work for this review. The surety bid bond was approved by a … that the contractor did not complete SBA Form 994, Application for Surety Bond Assistance, and ultimately did …