Pension Benefit Guaranty Corporation (PBGC)

Compliance Contacts

Contact the following individual(s) to get more information on complying with Pension Benefit Guaranty Corporation regulations:

Diane Morstein
Practitioner Problem Resolution Officer
Phone: 202-326-4136
TTY/TTD: 800-877-8339

Compliance Resources

The following agencies and offices provide compliance resources for small businesses:

  • Missing participants
    PBGC's program for distributing plan benefits to participants and beneficiaries who cannot be located in plans terminating in a standard termination.

  • Contact Us
    How to contact PBGC, arranged by categories for Worker or Retiree, Practitioner, Media, Contractor or Vendor, Applicant for a job, Legal inquiry, and Webmaster

  • Welcome
    PBGC's Home Page

  • PBGC Publications
    List of PBGC Publications, Key Resources for the Press, and Archives of News Releases, Speeches, and Testimony

  • Legal Inquiries
    How to contact PBGC's Office of the General Counsel regarding general legal questions.

  • Pension Guide for Practitioners
    Resources available to PBGC Practitioners such as actuaries, plan administrators, plan sponsors, and other plan professionals.

  • Distress Terminations
    An overview of the steps involved in filing a distress termination of a defined benefit pension plan.

  • Standard Terminations
    Explains how to file a standard termination of a defined benefit pension plan.

  • 4010 Filing Requirements
    Summarizes and explains the requirement of certain under funded plans to report identifying, financial and actuarial information to the PBGC.

  • Enrolled Actuaries Meeting Bluebooks
    Links to summaries of the questions and answers (in PDF format) discussed at annual meetings of Enrolled Actuaries and published under the auspices of the Enrolled Actuaries Meeting. Made available here as a public service.

  • Premium Forms and Instructions
    Links to Forms and Instructions for submitting premium filings and payments

  • Online Premium Filing (My PAA)
    How to electronically submit premium filings and payments

  • Small Business Non-Retaliation Policy
    Makes clear that PBGC will not retaliate in response to any question, request, concern or complaint made by any small business or other entity to the National Ombudsman or otherwise.