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Summary: Policy Change Regarding “Buyouts” of SBICs with Outstanding Participating Securities (“PS”) Leverage in the Office of SBIC Operations

Summary: Guidance Regarding 13 CFR sect;107.585 Voluntary Decrease in Licensee & Regulatory Capital for Early Stage SBICs

Summary: Determination of SBIC Common Control

Summary: Reporting Portfolio Valuations (Updated July 2013)

Summary: SBA’s risk management and oversight practices and procedures for Small Business Investment Companies (SBICs) with outstanding Leverage and/or commitments.

Summary: This SOP provides comprehensive guidelines for the SBIC program.

Summary: This SOP implements procedures and guidelines for liquidating Section 301(c) and Section 301(d) SBICs which are declared to be in "liquidation" status.

Summary: This SOP provides guidance to personnel in the SBA's Office of Investment and Innovation engaged in the processing of SBIC license applications.

Summary: For all applications submitted on or after October 1, 2016.

Summary: SBA Form 2210: Instructions for NMVC Debenture Draw

Summary: SBA Form 2217: Request for SBA Approval of Management Services Fees

Summary: Information about SBIC investors collected by an SBA Examiner as part of an on-site examination of the SBIC.

Summary: Model Debenture SBIC, L.P. (Model Partnership Agreement)

Summary: SBA Form 1941C: Financing Eligibility Statement - Economic Disadvantage

Summary: SBA Form 2209: Opinion of Counsel for NMVC Debenture

Summary: SBA Form 2208: Amendment to NMVCC Application

Summary: SBA Form 2207: NMVC Debenture

Summary: SBA Form 2098: Instrument of Admission or Increase in Commitment for a Preferred Limited Partner

Summary: Guidance concerning the submission of a subsequent fund request and sets forth a policy concerning co-investment by two or more SBICs under common control.

Summary: This document updates and replaces the April 2011 policy letter regarding Start-Up America Impact Investment.

Summary: This letter identifies cancelled or modified TechNotes.

Summary: This outlines the approval process for the transfer of limited partnership interests involving less than 10% of the total partnership interests.

Summary: This is a model agreement of limited partnership for an Early Stage SBIC.

Summary: Transferor’s Liability Contract

Summary: The regulations governing the SBIC program establish interest rate ceilings for the financing SBICs provide to small businesses.

Summary: Use this as a template for the track record section of your executive summary.

Summary: Guidelines concerning allowable management expenses for leveraged SBICs.