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Special announcement

Senate Democrats voted to block a clean federal funding bill (H.R. 5371), leading to a government shutdown that is preventing the U.S. Small Business Administration (SBA) from serving America’s 36 million small businesses.

Every day that Senate Democrats continue to oppose a clean funding bill, they are stopping an estimated 320 small businesses from accessing $170 million in SBA-guaranteed funding.

As a result of the shutdown, we wanted to notify you that many of our services supporting small businesses are currently unavailable. The agency is executing its Lapse Plan and as soon as the shutdown is over, we are prepared to immediately return to the record-breaking services we were providing under the leadership of the Trump Administration.

If you need disaster assistance, please visit sba.gov/disaster.

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Audit Program

… Audit Program This SOP establishes procedures for carrying out audit … DATE 2-9-2005 Version 6 | Effective: February 9, 2015 | File size: 201KB | Download .pdf for 6 / February 9, 2015 … This SOP establishes procedures for carrying out audit …

Document Last updated October 10, 2017
https://www.sba.gov/document/sop-90-10-audit-program
SBA Advisory Councils

… SBA Advisory Councils This SOP outlines the procedures for SBA Advisory Councils. SOP 90 54 The purpose of this SOP is to provide information on advisory committees, … the below attachment. Version 5 | Effective: May 4, 2001 | File size: 737KB | Download .pdf for 5 / May 4, 2001 Related …

Document Last updated October 10, 2017
https://www.sba.gov/document/sop-90-54-sba-advisory-councils
External and Economy Act Agreements

… External and Economy Act Agreements This SOP provides basic procedures for the utilization of … external agreements and Economy Act agreements. SOP 90 77 This SOP provides basic procedures for the utilization of … To view this document, please see the below attachment. File size: 110KB | Download .pdf for / Related programs: SBA …

Document Last updated October 10, 2017
https://www.sba.gov/document/sop-90-77-external-and-economy-act-agreements
Appendix 1-1 through 4-6

… through 4-6 Policy guidance for an SBIC Policy guidance File size: 3735KB | Download .pdf for / Related programs: …

Document Last updated October 10, 2017
https://www.sba.gov/document/policy-guidance--appendix-1-1-through-4-6
Appendix 4-7 through 6-3

… through 6-3 Policy guidance for an SBIC Policy guidance File size: 4492KB | Download .pdf for / Related programs: …

Document Last updated October 10, 2017
https://www.sba.gov/document/policy-guidance--appendix-4-7-through-6-3
Appendix 6-4 through 7-1

… through 7-1 Policy guidance for an SBIC Policy guidance File size: 3521KB | Download .pdf for / Related programs: …

Document Last updated October 10, 2017
https://www.sba.gov/document/policy-guidance--appendix-6-4-through-7-1
Appendix 8-1 through 10-3

… through 10-3 Policy guidance for an SBIC Policy guidance File size: 3370KB | Download .pdf for / Related programs: …

Document Last updated October 10, 2017
https://www.sba.gov/document/policy-guidance--appendix-8-1-through-10-3
Loan Liquidation & Acquisition Property - Appendix 17

… - Appendix 17 Policy guidance for an SBIC Policy guidance File size: 93KB | Download .doc for / Related programs: …

Document Last updated November 29, 2017
https://www.sba.gov/document/policy-guidance--loan-liquidation-acquisition-property-appendix-17
Purchasing Process Flow Chart

… purchase package from submission to approval. Support File size: 10KB | Download .pdf for / Related programs: 7(a) …

Document Last updated October 10, 2017
https://www.sba.gov/document/support--purchasing-process-flow-chart
CDC/504 Checklist for Submitting a Loan Request

… checklist for submitting a 504 loan application. Support File size: 27KB | Download .doc for / Related programs: …

Document Last updated October 10, 2017
https://www.sba.gov/document/support--cdc504-checklist-submitting-loan-request
Preparing to Submit a 504 Authorization Package

… a 504 authorization package is formally submitted. Support File size: 19KB | Download .pdf for / Related programs: …

Document Last updated October 10, 2017
https://www.sba.gov/document/support--preparing-submit-504-authorization-package
Participating Securities Management Expense Worksheet

… Expense Worksheet Please read TechNote 7a before using this worksheet. Support File size: 15KB | Download .xlsx for / Related programs: SBIC … Please read TechNote 7a before using this worksheet. …

Document Last updated April 5, 2023
https://www.sba.gov/document/support--participating-securities-management-expense-worksheet
Debenture Management Expense Worksheet

… Expense Worksheet Please read TechNote 7a before using this worksheet. Support File size: 15KB | Download .xlsx for / Related programs: SBIC … Please read TechNote 7a before using this worksheet. …

Document Last updated April 5, 2023
https://www.sba.gov/document/support--debenture-management-expense-worksheet
SBIC Risk Management (Updated October 2015)

… commitments. TechNote 10 Effective: October 1, 2015 | File size: 368KB | Download .pdf for / October 1, 2015 …

Document Last updated October 10, 2017
https://www.sba.gov/document/technote-10-sbic-risk-management-updated-october-2015
Technote Number 4

… (Updated July 2013) TechNote 4 Effective: July 1, 2013 | File size: 88KB | Download .pdf for / July 1, 2013 Related …

Document Last updated October 10, 2017
https://www.sba.gov/document/technote-4-technote-number-4
Technote Number 17

… Common Control TechNote 17 Effective: February 1, 2013 | File size: 164KB | Download .pdf for / February 1, 2013 …

Document Last updated October 10, 2017
https://www.sba.gov/document/technote-17-technote-number-17
Technote Number 16

… Early Stage SBICs TechNote 16 Effective: August 1, 2012 | File size: 270KB | Download .pdf for / August 1, 2012 Related …

Document Last updated October 10, 2017
https://www.sba.gov/document/technote-16-technote-number-16
Buyout of Participating Securities SBICs Policy Letter

… Operations Policy guidance Effective: January 1, 2011 | File size: 114KB | Download .pdf for / January 1, 2011 …

Document Last updated October 10, 2017
https://www.sba.gov/document/policy-guidance--buyout-participating-securities-sbics-policy-letter
Technote Number 15

… Agreement TechNote 15 Effective: October 1, 2010 | File size: 252KB | Download .pdf for / October 1, 2010 …

Document Last updated October 10, 2017
https://www.sba.gov/document/technote-15-technote-number-15
Technote Number 14

… License TechNote 14 Effective: November 1, 2009 | File size: 309KB | Download .pdf for / November 1, 2009 …

Document Last updated October 10, 2017
https://www.sba.gov/document/technote-14-technote-number-14