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… Families, COVID-19 Funds Click Here to Sign Up for SBA OIG Email Updates on Recent Investigative Cases, Audit … years and defrauded the Small Business Administration (SBA) through fraudulent COVID-19 loan applications. Jon … Hotline at 866-720-5721 or via the NCDF Web Complaint Form at: …

… eligibility information required for PCLP submission. SBA form 2234 (Part C) OMB Number 3245-0346 The Premier Certified … Development Company (CDC) completes this form to help SBA carryout its lender, portfolio and program oversight as …

… Settlement Sheet (Use of Proceeds Certification) SBA form 1050 OMB Number 3245-0200 The purpose of this form is to document and verify that loan proceeds were …

… Transcript of Account Lender's Transcript of Account SBA form 1149 OMB Number 3245-0132 Use of SBA Form 1149 (Lender's Transcript of Account) is not …

… Financial Statement of Debtor Financial Statement of Debtor SBA form 770 OMB Number 3245-0012 Form 770 is the financial statement of debtor that is used by SBA servicing centers for actions that require current …

… and post-debenture purchased loans in liquidation status. SBA form A CDC must submit a Quarterly Delinquency Report to the appropriate SBA Loan Center on each loan in its portfolio that is 60 days …

… Closing Checklist 504 Debenture Closing Checklist SBA form 2286 CDCs and SBA must use this Checklist for all 504 debenture closings. …

… Management (PBM) Policy SOP 90-82 — Procedure for Managing SBA IT Investments – Investment Review Board (IRB) SBA Policy Notice 9000-2139 — SBA Open Source Software Policy SBA Policy Notice 9000-812052 …

… General (OIG) reviews the Small Business Administration’s (SBA’s) information security program. To determine SBA’s compliance with FISMA, OIG contracted with an … relating to FISMA. OIG monitored KPMG’s work and reported SBA’s compliance with FISMA in the Agency FISMA filings in …

… of Hurricane Sandy, the Small Business Administration (SBA or Agency) implemented two expedited loan processes: the … while mitigating the risks of loan default, and to ensure SBA complied with the processes. The Office of Inspector … on how to address complex loan situations.  This led to SBA loan officers needing to deviate from SAPP procedures in …

… for three loans totaling $1.8 million.  To facilitate SBA’s timely review and recovery of these payments, we issued … all three loans.  In a previous audit, we determined that SBA’s limited reviews of lender underwriting resulted in … with the loan.  Further, this same loan was included in SBA’s FY 2014 review of improper payments, and was not …

… loans were not originated and closed in accordance with SBA rules and regulations including Standard Operating … identified in the six loans were not detected during SBA’s purchase reviews, they resulted in inappropriate or … approximately $4.6 million.  The OIG recommended that the SBA seek recovery from the six lenders associated with these …

… benefits to the 8(a) participant, and (2) assess the SBA’s oversight of Mentor Protégé Joint Venture Arrangements. The OIG found that the SBA lacked performance measurements for joint venture … that have joint venture agreements.  As a result, the SBA did not have the information necessary to determine …

… audit procedures relating to FISMA.  The IPA interviewed SBA personnel, inspected documentation, and tested the effectiveness of SBA’s Information Technology (IT) security controls.  The OIG monitored the IPA’s work and reported the SBA’s compliance with FISMA with the Agency FISMA filings on …

… of 2009.  The audit objective was to determine whether the SBA took actions to mitigate material lender risks identified … of 57 lenders, with 33 reports.  The OIG found that the SBA did not always take actions to address lender risks and … The OIG issued two findings, specifically:  (1) the SBA did not recognize and take action to address significant …

… of our review of the Small Business Administration's (SBA)  Accounting of Drug Control Funds and Performanc e  … circular would constitute an unreasonable burden. As the SBA's Fiscal Year (FY) 2010 drug-related obligations were … circular would constitute an unreasonable burden for the SBA. Also, nothing came to our attention that caused us to …

… the Auditing Division decided not to perform an audit of SBA’s electronic records management (ERM) program at this … OIG, however, decided not to conduct the audit because SBA’s ERM program is in the early stages of development. This … when conducting the initial survey.  Specifically, (1) the SBA had not developed complete inventories and disposition …

… of our audit of the Small Business Administration’s (SBA) Fiscal Year (FY) 2008 improper payment rate for the 7(a) … actions to reduce them. Since implementation of the Act, SBA has reported a low improper payment rate for the 7(a) … purchases, we initiated the audit to determine (1) whether SBA’s FY 2008 estimate of the improper payment rate for the …

… from our review of the Small Business Administration's (SBA's) efforts to expedite loan disbursements during its … supporting documentation. We previously reported(1) that SBA had disbursed loans without obtaining all of the … loans. The purpose of this audit was to determine whether SBA secured other documents prior to disbursing loan …