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… IT Policy Archive The IT Policy Archive provides a list of all public documents related to the Small Business … Management (PBM) Policy SOP 90-82 — Procedure for Managing SBA IT Investments – Investment Review Board (IRB) SBA Policy Notice 9000-2139 — SBA Open Source Software Policy …

… Modernization Act (FISMA) requires that the Office of Inspector General (OIG) reviews the Small Business Administration’s (SBA’s) information security program. To determine SBA’s compliance with FISMA, OIG contracted with an …

… Sandy Expedited Loan Processes Report 15-13 In the wake of Hurricane Sandy, the Small Business Administration (SBA or Agency) implemented two expedited loan processes: the … while mitigating the risks of loan default, and to ensure SBA complied with the processes. The Office of Inspector …

… Million in Recoveries .  This report presents the results of our ongoing High Risk 7(a) Loan Review Program from July … for three loans totaling $1.8 million.  To facilitate SBA’s timely review and recovery of these payments, we issued … all three loans.  In a previous audit, we determined that SBA’s limited reviews of lender underwriting resulted in …

… Act Loans This advisory memorandum presents the results of the first in a series of the OIG’s ongoing audit of … loans were not originated and closed in accordance with SBA rules and regulations including Standard Operating … identified in the six loans were not detected during SBA’s purchase reviews, they resulted in inappropriate or …

… Audit Report 13-03: Benefits of Mentor Protégé Joint Ventures are Unknown: Robust … benefits to the 8(a) participant, and (2) assess the SBA’s oversight of Mentor Protégé Joint Venture Arrangements. The OIG found that the SBA lacked performance measurements for joint venture …

… risk areas requiring management follow-up as a result of our most recent Federal Information System Management Act … audit procedures relating to FISMA.  The IPA interviewed SBA personnel, inspected documentation, and tested the effectiveness of SBA’s Information Technology (IT) security controls.  The OIG …

… Audit Report 12-20R: Addressing Performance Problems of High-Risk Lenders Remains a Challenge for the Small … of 2009.  The audit objective was to determine whether the SBA took actions to mitigate material lender risks identified … of 57 lenders, with 33 reports.  The OIG found that the SBA did not always take actions to address lender risks and …

… Audit 11-13 Independent Review of the SBAs Accounting of FY 2010 Drug Control Funds and … of our review of the Small Business Administration's (SBA)  Accounting of Drug Control Funds and Performanc e  … circular would constitute an unreasonable burden. As the SBA's Fiscal Year (FY) 2010 drug-related obligations were …

… Audit Report 09-23: Survey of Electronic Records Management On September 15, 2009, the … the Auditing Division decided not to perform an audit of SBA’s electronic records management (ERM) program at this … OIG, however, decided not to conduct the audit because SBA’s ERM program is in the early stages of development. This …

… Program Report 9-16 This report summarizes the results of our audit of the Small Business Administration’s (SBA) Fiscal Year (FY) 2008 improper payment rate for the 7(a) … actions to reduce them. Since implementation of the Act, SBA has reported a low improper payment rate for the 7(a) …

… current Audits Division Oversight Plan outlines the Office of Inspector General's (OIG's) audit and review priorities. … The current Audits Division Oversight Plan outlines the SBA-OIG Audits Division’s anticipated oversight work across SBA programs and operations during FY 2026. This includes …

… Information Security Modernization Act Review Report of Weaknesses Identified During the FY 2019 Federal … Modernization Act (FISMA) requires that OIG review SBA’s information security program. To determine SBA’s compliance with FISMA, OIG contracted with an … Report of Weaknesses Identified During the FY 2019 Federal …

… regulations so small businesses receive a fair proportion of the total sales of government property. Report RIN 3245-AG69 The U.S. Small Business Administration (SBA or Agency) is amending its Small Business Timber … Program is rooted in the Small Business Act, which tasked SBA with ensuring that small businesses receive a fair …

… Evaluation & Evidence Registry (PEER) report Report The SBA’s Surety Bond Guarantee (SBG) Program guarantees bid, … cannot obtain traditional commercial surety bonds. The SBA announced a temporary fee reduction for surety agents and … contracted with 2M Research (2M) to evaluate the effects of these fee reductions and the implications for …

… Loan Necessity Questionnaire (For-profit borrowers) SBA form 3509 OMB Number 3245-0407 Updated 12-31-20 with new expiration date. The purpose of this form is to facilitate the collection of supplemental information that will be used by SBA loan reviewers to evaluate the good-faith certification …

… Lender Certification for Reinstatement or Correction of Paycheck Protection Program (PPP) Loan Lender … or Correction of Paycheck Protection Program (PPP) Loan SBA form A lender in the Paycheck Protection Program (PPP) … (1) reinstatement of a PPP loan that was cancelled in SBA’s ETRAN system due to the lender’s data input error, or …

… Care Enhancement Act, in addition to guidance published in SBA’s PPP Interim Final Rules and PPP Frequently Asked Questions. We determined SBA did not always have sufficient controls in place to … program requirements for future PPP type programs Office of Inspector General Effective: March 15, 2021 | File size: …

… Monitoring System Privacy Impact Assessment Report The SBA Loan/Lender Monitoring System (L/LMS) supports the Office of Capital Access (OCA) Office of Credit Risk Management’s … (OCRM) lender oversight mission. OCRM monitors SBA lender risk profiles to support oversight of the loan …

… 2023 Arkansas Veteran-Owned Small Business of the Year Nelson Intelligence Solutions, LLC Eric Nelson, … other businesses, Eric received pandemic funding from the SBA in the form of a forgivable Paycheck Protection Program … loan but more recently received funding through the SBA’s 504 program. These loan funds went towards purchasing …