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Summary: The following table lists the historical trust certificate and treasury rates for the participating securities program.

Summary: The following table lists historical trust certificate and treasury rates for the debenture program.

Summary: Offering Circular

Summary: Provides prepayment and acceleration experience by pool by percentage

Summary: Provides statistical information on Debenture Pools and cumulative Optional Prepayment and Acceleration Payment activity for each pool

Summary: SBIC program application forms and instructions

Summary: An SBIC uses this form to provide SBA with the information required to monitor and examine the SBIC from both a financial and regulatory perspective.

Summary: This Investment Policy Statement (IPS) details the joint SBICCT Initiative objectives and governance framework with respect to the overall SBICCT portfolio.

Summary: This zip file contains SBA Form 1031: Portfolio Financing Report as well as instructions.

Summary: Outlines the SBA guidelines for issuing and administering Small Business Investment Companies (SBICs).

Summary: Offering Circular

Summary: The SBIC program has expanded

Summary: The report lists the number of financings, number of businesses, and amount of financing in each state.

Summary: Provides information on activities in the SBIC program. Each worksheet presents these activities, sequentially by fiscal year, and there are six fiscal years of data provided

Summary: The annual charge for participating securities and debenture leverage can be found here.

Summary: Offering Circular

Summary: This form is used to determine if a business is eligible to receive financing or consulting and advisory services from an SBIC.

Summary: This letter clarifies SBA’s position on “refinancing” and maximum leverage.

Summary: Information for an SBIC to apply for a commitment by the SBA to reserve financial assistance on its behalf for the future issuance of debentures.

Summary: Information for an SBIC to request a draw against the SBA's commitment to guarantee debenture leverage.

Summary: The SBIC Program is enacting one-time changes to the debenture draw application schedule for the 2024 holiday season.

Summary: Authorizes Bank of New York to collect payments due on debentures by ACH debit from designated account.

Summary: For SBICs to provide bank information so the funding of SBA-guaranteed leverage can be transferred to the SBIC’s bank account.

Summary: SBA Form 27F: Energy Saving Debenture Opinion of Counsel

Summary: Instructions for the Authorization to Disburse Proceeds

Summary: Model Limited Liability General Partner Certificate for SBA Commitment